Peak Compliance AG

BACKGROUND

Please describe your company and position.

I am the Senior Associate of a law firm. 

Describe what your company does in a single sentence.

Law firm specialized for financial service providers.

OPPORTUNITY / CHALLENGE

What specific goals or objectives did you hire Peak Compliance AG to accomplish?

• Compliance Outsourcing
• Risk Management Outsourcing
• AML Monitoring

SOLUTION

How did you find Peak Compliance AG?

• Online Search
• Referral

Why did you select Peak Compliance AG over others?

• High ratings
• Good value for cost

How many teammates from Peak Compliance AG were assigned to this project?

2-5 Employees

Describe the scope of work in detail. Please include a summary of key deliverables.

Full outsourcing of the compliance function and compliance function. Implementation of an internal control management system (ICS) on the basis for formalize.com. Reprsentative towards AO and FINMA.

RESULTS & FEEDBACK

What were the measurable outcomes from the project that demonstrate progress or success?

We sucessfully passed the regulatory audit for the year 2024. No Audit findings.

Describe their project management. Did they deliver items on time? How did they respond to your needs?

Clear goal setting from the start and transparent and pragmatic communication.

What was your primary form of communication with Peak Compliance AG?

• Virtual Meeting
• Email or Messaging App

What did you find most impressive or unique about this company?

I was impressed by their very high level of technical expertise and legal know-how.

Are there any areas for improvement or something Peak Compliance AG could have done differently?

It would be great if they would have more Junior staff.