InnReg LLC

InnReg is a specialized compliance and licensing consultancy serving fintech companies, broker-dealers, investment advisers, crypto and digital asset platforms, payment companies, and other regulated financial entities.

We help clients build, manage, and maintain compliance programs that meet the requirements of US federal and state regulators and support companies navigating international regulatory frameworks as well. 

Our Services

• Licensing & Registration — We manage the registration and licensing process for broker-dealers, RIAs, ATS, crowdfunding portals, MSBs, forex brokers, lenders, and crypto/digital asset platforms
• Compliance Program Development — We design and implement end-to-end compliance programs aligned with SEC, FINRA, CFTC, NFA, CFPB, FTC, and state agency requirements 
• AML & KYC Programs — Including CIP, KYC, OFAC/sanctions screening, enhanced due diligence, and suspicious activity monitoring
• Outsourced Compliance Support — Ongoing compliance management and fractional CCO services for firms that need senior regulatory expertise without full-time overhead
• Regulatory Consulting — Advisory support on product launches, new business lines, and evolving regulatory requirements across jurisdictions

Who We Work With

We work with startups entering regulated markets for the first time, growth-stage companies scaling their compliance infrastructure, and established financial firms expanding into new products or geographies.

Our Approach

Our consultants have hands-on and decades-long experience across the regulatory agencies and financial institutions that govern these markets. We focus on building programs that are practical, scalable, and suited to each client's specific business model.